Director’s Dealings

Notification of Director Dealings

The reporting and disclosure duty applies to members of the Executive Board and of the Supervisory Board, and to persons closely associated with them. It also applies to legal entities, other companies, or organizations acting by order of or in the interests of the aforementioned persons.

Transactions involving financial instruments of Mutares SE & Co. KGaA or derivatives of these financial instruments must be reported. Any subsequent transactions once a total transaction volume of EUR 20,000.00 has been reached within a calendar year must be reported. The transactions of each person are to be considered separately.

2022

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
28.09.2022	Robin Laik	Executive Board	Endowment to Jonathan Laik	90,000
28.09.2022	Robin Laik	Executive Board	Endowment to Louisa Laik	90,000
28.09.2022	Robin Laik	Executive Board	Endowment to Daniel Laik	90,000
28.09.2022	Robin Laik	Executive Board	Endowment to Hanna Laik	90,000
13.07.2022	Dr. Kristian Schleede	Supervisory Board	Purchase	1,310	14.93	19,553.26
11.07.2022	Robin Laik	Executive Board	Endowment to Jonathan Laik	300,000
11.07.2022	Robin Laik	Executive Board	Endowment to Daniel Laik	300,000
11.07.2022	Robin Laik	Executive Board	Endowment to Hanna Laik	300,000
11.07.2022	Robin Laik	Executive Board	Endowment to Louisa Laik	300,000
02.05.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of Shares	1,000	21.08	21,075.00
02.05.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of Shares	1,000	21.08	21,075.00
29.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	500	21.80	10,900.00
29.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	500	21.80	10,900.00
28.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	780	21.20	16,536.00
26.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	8,950	22.73	203,412.05
26.04.2022	Johannes Laumann	Executive Board	Endowment to Frieda Laumann	15,000
25.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	2,000	23.20	46,400.00
25.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	500	22.20	11,100.00
25.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	550	22.20	12,212.50
22.04.2022	Prof. Dr. Micha Bloching	Supervisory Board	Sale of shares	7,500	22.91	171,825.00
12.04.2022	Johannes Laumann	Executive Board	Purchase of stocks	5,112	22.04	112,649.30

2021

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
10.11.2021	Johannes Laumann	Executive Board	Sale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program	5,195	23.97	124,512.20
10.11.2021	Johannes Laumann	Executive Board	Exercising options as part of a stock option program	7,500	9.13	68,475.00
20.10.2021	Robin Laik	Executive Board	Endowment to Daniel Laik	100,000
20.10.2021	Robin Laik	Executive Board	Endowment to Jonathan Laik	100,000
20.10.2021	Robin Laik	Executive Board	Endowment to Hanna Laik	100,000
20.10.2021	Robin Laik	Executive Board	Endowment to Louisa Laik	100,000
15.10.2021	Dr. Kristian Schleede	Executive Board	Acquisition of shares by exercising subscription rights	1,500	19.50	29,250.00
15.10.2021	Robin Laik	Executive Board	Acquisition of shares by exercising subscription rights	530,682	19.50	10,348,300.00
15.10.2021	Dr. Axel Müller	Supervisory Board	Acquisition of shares by exercising subscription rights	10,000	19.50	195,000.00
15.10.2021	ELBER GmbH	Supervisory Board	Acquisition of shares by exercising subscription rights	522,000	19.50	10,179,000.00
15.10.2021	Mark Friedrich	Executive Board	Acquisition of shares by exercising subscription rights	5,000	19.50	97,500.00
15.10.2021	Volker Rofalski	Supervisory Board	Acquisition of shares by exercising subscription rights	15,000	19.50	292,500.00
15.10.2021	Johannes Laumann	Executive Board	Acquisition of shares by exercising subscription rights	6,750	19.50	131,625.00
13.10.2021	Robin Laik	Executive Board	Sale of subscription rights		0.24	2.66
08.10.2021	Volker Rofalski	Supervisory Board	Sale of subscription rights		0.50	5,030.11
08.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Sale of subscription rights		0.45	578.90
08.10.2021	Johannes Laumann	Executive Board	Purchase of subscription rights		0.40	6,799.60
07.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Sale of subscription rights		0.52	5,124.72
07.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Sale of subscription rights		0.45	7,385.25
07.10.2021	Dr. Axel Müller	Supervisory Board	Purchase of subscription rights		0.52	5,539.20
06.10.2021	Dr. Kristian Schleede	Executive Board	Sale of subscription rights		0.55	3,003.00
06.10.2021	Dr. Axel Müller	Supervisory Board	Purchase of subscription rights		0.50	4,714.50
06.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Sale of subscription rights		0.54	2,618.84
05.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Sale of subscription rights		0.58	23,028.00
04.10.2021	Robin Laik	Executive Board	Sale of subscription rights		0.70	32,325.00
04.10.2021	Volker Rofalski	Supervisory Board	Granting of subscription rights as part of a rights issue	55,000
04.10.2021	Robin Laik	Executive Board	Sale of subscription rights		0.47	1,402,081.00
04.10.2021	Mark Friedrich	Executive Board	Sale of subscription rights		0.88	19,364.18
04.10.2021	Robin Laik	Executive Board	Granting of subscription rights as part of a rights issue	4,593,080
04.10.2021	Dr. Kristian Schleede	Executive Board	Granting of subscription rights as part of a rights issue	10,000
04.10.2021	Prof. Dr. Micha Bloching	Supervisory Board	Granting of subscription rights as part of a rights issue	9,780
04.10.2021	Dr. Axel Müller	Supervisory Board	Granting of subscription rights as part of a rights issue	10,000
01.10.2021	Johannes Laumann	Executive Board	Granting of subscription rights as part of a rights issue	3,250
30.09.2021	Prof. Dr. Micha Bloching	Supervisory Board	Granting of subscription rights as part of a rights issue	62,701
30.09.2021	Mark Friedrich	Executive Board	Granting of subscription rights as part of a rights issue	37,000
21.04.2021	Robin Laik	Executive Board	Sale of bond	1,496	1,022.50	1,530,000.00
19.03.2021	Robin Laik	Executive Board	Sale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program	65,000	19.85	1,290,250.00
19.03.2021	Mark Friedrich	Executive Board	Sale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program	65,000	19.85	1,290,250.00
19.03.2021	Johannes Laumann	Executive Board	Sale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program	5,248	19.85	104,189.00
19.03.2021	Dr. Kristian Schleede	Executive Board	Sale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program	19,995	19.85	396,912.00
18.03.2021	Johannes Laumann	Executive Board	Exercising options as part of a stock option program	7,500	8.83	66,225.00
18.03.2021	Robin Laik	Executive Board	Exercising options as part of a stock option program	90,000	8.83	794,700.00
18.03.2021	Mark Friedrich	Executive Board	Exercising options as part of a stock option program	90,000	8.83	794,700.00
18.03.2021	Dr. Kristian Schleede	Executive Board	Exercising options as part of a stock option program	30,000	8.83	264,900.00

2020

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
25.09.2020	Robin Laik	Executive Board	Purchase of stocks	8,500	9.83	83,532.00
23.09.2020	Robin Laik	Executive Board	Purchase of stocks	8,498	9.85	83,703.00
22.09.2020	Robin Laik	Executive Board	Purchase of stocks	8,500	9.65	81,999.00
18.09.2020	Mark Friedrich	Executive Board	Purchase of stocks	10,000	10.29	102,938.34
28.08.2020	Robin Laik	Executive Board	Purchase of stocks	1,577	970.00	1,530,000.00
09.07.2020	Robin Laik	Executive Board	Purchase of stocks	8,700	9.86	85,803.00
08.07.2020	Robin Laik	Executive Board	Purchase of stocks	9,000	9.79	88,071.01
07.07.2020	Robin Laik	Executive Board	Purchase of stocks	7,800	9.86	76,934.24
19.06.2020	Robin Laik	Executive Board	Purchase of stocks	19,985	10.12	202,229.53
16.06.2020	Robin Laik	Executive Board	Purchase of stocks	15	985.00	14,775.00

2019

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
19.08.2019	Mark Friedrich	Executive Board	Purchase of stocks	3,000	8.50	25,500.00
12.04.2019	Robin Laik	Executive Board	Purchase of stocks	30,000	10.00	300,000.00
15.03.2019	Mark Friedrich	Executive Board	Purchase of stocks	1,500	8.96	13,440.00
14.03.2019	Robin Laik	Executive Board	Purchase of stocks	20,000	8.93	178,600.00
13.03.2019	Mark Friedrich	Executive Board	Purchase of stocks	2,500	8.99	22,482.62
12.03.2019	Robin Laik	Executive Board	Purchase of stocks	30,000	8.97	269,100.00
22.02.2019	Robin Laik	Executive Board	Purchase of stocks	50,000	9.34	467,000.00
14.02.2019	Robin Laik	Executive Board	Purchase of stocks	5,200	9.26	48,137.38
09.01.2019	Dr. Ulrich Hauck	Supervisory Board	Purchase of stocks	2,842	9.16	26,033.00
08.01.2019	Dr. Ulrich Hauck	Supervisory Board	Purchase of stocks	2,158	8.96	19,336.00

2018

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
27.12.2018	Robin Laik	Executive Board	Purchase of stocks	10,200	8.89	90,699.28
21.12.2018	Dr. Ulrich Hauck	Supervisory Board	Purchase of stocks	5,000	8.80	44,000.00
20.12.2018	Robin Laik	Executive Board	Purchase of stocks	23,688	9.02	213,748.06
17.12.2018	Robin Laik	Executive Board	Purchase of stocks	4,111	9.04	37,154.56
14.12.2018	Robin Laik	Executive Board	Purchase of stocks	16,778	9.03	151,547.88
13.12.2018	Robin Laik	Executive Board	Purchase of stocks	5,750	9.09	52,266.14
12.12.2018	Robin Laik	Executive Board	Purchase of stocks	3,000	9.13	27,378.72
10.12.2018	Robin Laik	Executive Board	Purchase of stocks	8,400	8.87	74,520.34
06.12.2018	Robin Laik	Executive Board	Purchase of stocks	11,500	9.44	108,521.68
23.11.2018	Mark Friedrich	Executive Board	Purchase of stocks	5,000	9.90	49,521.26
23.11.2018	Robin Laik	Executive Board	Purchase of stocks	11,022	9.73	107,253.88
15.11.2018	Robin Laik	Executive Board	Purchase of stocks	2,655	9.31	24,708.08
13.11.2018	Robin Laik	Executive Board	Purchase of stocks	5,000	9.42	47,090.08
13.11.2018	Mark Friedrich	Executive Board	Purchase of stocks	3,250	9.33	30,331.64
30.10.2018	Robin Laik	Executive Board	Purchase of stocks **	21,500	4.65	100,000.00
26.10.2018	Robin Laik	Executive Board	Purchase of stocks	5,180	8.82	45,710.06
25.10.2018	Robin Laik	Executive Board	Purchase of stocks	5,750	8.82	50,719.20
12.10.2018	Volker Rofalski	Supervisory Board	Purchase of stocks	5,000	9.52	47,566.80
11.10.2018	Mark Friedrich	Executive Board	Purchase of stocks	1,750	9.14	15,987.52
11.10.2018	Robin Laik	Executive Board	Purchase of stocks	21,500	9.04	194,396.48
21.08.2018	Dr. Axel Müller	Supervisory Board	Purchase of stocks	10,000	11.00	110,000.00
07.08.2018	Mark Friedrich	Executive Board	Purchase of stocks	2,500	11.40	28,494.50
07.08.2018	Robin Laik	Executive Board	Purchase of stocks	12,863	11.18	143,794.20
06.08.2018	Volker Rofalski	Supervisory Board	Purchase of stocks	5,600	10.89	60,985.50
06.08.2018	Mark Friedrich	Executive Board	Purchase of stocks	4,232	10.87	45,981.40
06.08.2018	Robin Laik	Executive Board	Purchase of stocks	73,664	10.84	798,287.90
05.07.2018	Dr. Ulrich Hauck	Supervisory Board	Purchase of stocks	10,000	11.32	113,230.00
15.06.2018	Dr. Ulrich Hauck	Supervisory Board	Purchase of stocks	10,250	12.93	132,502.50
14.06.2018	Robin Laik	Executive Board	Purchase of stocks	3,000	12.62	37,868.80
14.06.2018	Dr. Wolf Cornelius	Executive Board	Purchase of stocks	4,000	12.25	49,000.00
14.06.2018	Dr. Wolf Cornelius	Executive Board	Purchase of stocks	3,726	12.37	46,076.85
13.06.2018	Mark Friedrich	Executive Board	Purchase of stocks	2,500	12.25	30,625.00
13.06.2018	Dr. Wolf Cornelius	Executive Board	Purchase of stocks	1,020	12.50	12,750.00
13.06.2018	Robin Laik	Executive Board	Purchase of stocks	4,000	12.32	49,266.90
03.05.2018	Dr. Wolf Cornelius	Executive Board	Receipt of stock options	25,000	0	0
02.05.2018	Dr. Kristian Schleede	Executive Board	Receipt of stock options	25,000	0	0
02.05.2018	Mark Friedrich	Executive Board	Receipt of stock options	25,000	0	0
02.05.2018	Robin Laik	Executive Board	Receipt of stock options	90,000	0	0

2017

Date	Name	Function	Transaction Type	No. of Shares	Share Price	Volume
01.03.2017	Dr. Ulrich Hauck	Supervisory Board	Sale	10,000	15.05	150,482.00
16.02.2017	Dr. Ulrich Hauck	Supervisory Board	Sale	23,560	15.00	353,400.00

2016

Date	Name	Function	Transaction Type	No. of Shares
15.10.2016	Mark Friedrich	Executive Board	Receipt of stock options	90,000
15.10.2016	Dr. Kristian Schleede	Executive Board	Receipt of stock options	30,000
15.10.2016	Robin Laik	Executive Board	Receipt of stock options	90,000
15.10.2016	Dr. Axel Geuer	Executive Board	Receipt of stock options	90,000